Regulators, enforcement, banks and the firms they supervise: fines, licences, investigations and insolvencies, from the official record.
SEC filings show Driven Brands' audit committee concluded on 31 October that its 2023 to 2025 accounts and two 2026 quarterly reports should no longer be relied on.
SEC filings show Panamera Holdings' audit committee has said its accounts for fiscal 2022 to 2025 can no longer be relied on.
The Financial Conduct Authority says Bullseye Financial Ltd, which served professional investors, entered administration on 23 October 2026.
The Financial Conduct Authority says it has secured High Court undertakings from Huobi Global S.A., operator of the HTX crypto exchange, after bringing proceedings over unlawful financial promotions to UK consumers.
SEC filings show Datavault AI expects restatements to cut total assets by as much as $92.2 million after it reclassified Bitcoin it had booked as a digital asset.
The Financial Conduct Authority says ePayments Systems Limited entered special administration on 15 October 2026 and that the compensation scheme does not cover its customers' money.
The Financial Conduct Authority says the wealth manager entered special administration on 14 October 2026, and that clients cannot trade or use assets held with the firm while administrators assess them.
The FCA says it has revoked the regulatory bans on Colin Bermingham, Philippe Moryoussef, Jonathan Mathew and Christian Bittar after the Court of Appeal overturned the convictions that underpinned them.
SEC filings show Netcapital has appointed a new auditor to re-audit fiscal years 2022 to 2026 and remains behind on its Nasdaq filings.
An 8-K filed on 13 October 2026 shows EON Resources Inc. found depletion, depreciation and amortisation expense in its 2025 Form 10-K was overstated by $3,540,000, cutting the reported net loss attributable to shareholders to approximately $7.5 million from $10.1 million.
Companies House records for Rubixx Solutions Limited show a charge creation, two capital-related filings, a resolution and a memorandum and articles filing between 2 and 8 October 2026, alongside a persons with significant control entry confirming Elevare Vertical 1 Limited's majority holding.
SEC filings show the cable operator formerly known as Altice USA has told investors that its 2025 annual accounts and three sets of quarterly accounts can no longer be relied on.
The US online lender told the SEC on 14 September that it had withdrawn its applications to the OCC and the Federal Reserve, and three days later reset a $535m receivables facility.
What the registers and filings showed this week, the stories Loro found in them, and the numbers behind each one. Starts in the new year; register now to get it from the first issue.
We will email you to confirm your address, then send the Loro newsletter when it starts. We do not sell or share your data. Unsubscribe at any time. How we handle it.
