Business
Nant Capital takes 19.99% of Peraso in $10 million share and warrant deal, with rights to two board seats
SEC filings show Nant Capital bought Peraso shares and warrants for about $10 million under an October purchase agreement.
Business
Who owns and controls companies, who is buying and selling their shares, and what the registers show changing hands.
Business
OrbiMed-affiliated fund OPI VII reports 12.3% stake in Aspen Neuroscience
A Schedule 13D filed on 6 November 2026 shows OPI VII, a Delaware limited partnership managed by OrbiMed Advisors LLC, holds 3,589,132 shares of Aspen Neuroscience, Inc., equal to approximately 12.3% of the company's outstanding shares.
Business
BW Altor Pte. Ltd. reports 30.77% stake in Cadeler plc after share exchange, Schedule 13D shows
The Schedule 13D filed on 6 November 2026 shows BW Altor Pte. Ltd. holds 109,352,091 shares of Cadeler plc, about 30.77% of the company, received through a one-for-one exchange completed on 2 November 2026.
Business
AMTD Digital accepted 198.6 million newly issued shares in AMTD Group as payment for four hotel assets, Schedule 13D shows
A Schedule 13D filed on 6 November 2026 shows AMTD Group Inc. issued 198,630,381 new Class A shares to AMTD Digital Inc. on 2 November 2026 to settle a $209,766,000 hotel asset transfer, taking the Reporting Persons' stake above the 2% threshold that triggered the filing.
Business
Seventh Hokage Management Ltd named in Schedule 13D filing on NIP Group Inc.
A Schedule 13D filed with the SEC on 6 November 2026 names Seventh Hokage Management Ltd as a reporting person on NIP Group Inc., but the record made available does not state the size of the stake or the purpose of the filing.
Latest
Main Street Capital files Schedule 13D on MSC Income Fund stake, says it has no plans to act under items (a) through (j)
MJG Polo LLC files Schedule 13D on Stark Focus Group tied to June 2026 purchase agreement
Akretive Holdings reports 15.9% stake in cbdMD after asset purchase deal
Saba Capital reports $23.1m stake in Invesco Senior Income Trust, flags possible board nominations and liquidation push
More Business
SK hynix pays $377 million for a 9.1% stake in Penguin Solutions, with the right to nominate a director
SEC filings show SK hynix bought Penguin Solutions convertible preferred stock for $377,162,666 in cash, giving it beneficial ownership of 9.1% of the common stock.
Everrise Holdings takes 34.5% of ATA Creativity Global for $21.1m and says it intends to influence strategy
SEC filings show Everrise subscribed for 45.3 million new common shares of ATA Creativity Global at $0.4667 each.
Smith & Wesson buys Savage for about $164.9 million, giving the seller's owners 16.7% and a board seat
SEC filings show Smith & Wesson Brands paid 8,993,968 shares and $42.4 million in cash for Long Range Intermediate LLC, leaving the seller's owners with 16.7% of the company.
Narragansett Financial Corporation takes 55% stake in Narragansett Bancorp via no-cash share issue
A Schedule 13D filed on 2 November 2026 shows Narragansett Financial Corporation received 11,638,000 shares of Narragansett Bancorp, Inc., or 55.0% of the issuer's outstanding common stock, with no cash paid in connection with a mutual holding company reorganisation.
Quint Digital Ltd files Schedule 13D on Lee Enterprises stake
A Schedule 13D filed with the SEC on 30 October 2026 shows Quint Digital Ltd reporting an interest in Lee Enterprises, Inc, tied to a share purchase agreement amended in July 2026.
YA II PN discloses option to acquire 2.5 million Ives Ultra AI shares via Schedule 13D filed 30 October 2026
The Schedule 13D filed by YA II PN, Ltd. on 30 October 2026 discloses an option agreement giving the fund the right to acquire half of Ultra AI Holdings LLC, the entity that holds 5,000,000 shares of Ives Ultra AI Opportunities Inc.
Bubble Holdings files Schedule 13D on Zevia PBC stake tied to October securities purchase deal
Bubble Holdings, LLC, GP Investments, Ltd. and GP Cash Management, Ltd. filed a Schedule 13D on 29 October 2026 disclosing a stake in Zevia PBC linked to a Securities Purchase Agreement and Registration Rights Agreement dated 22 October 2026.
HoldCo Asset Management discloses stake in BankUnited via Schedule 13D
A Schedule 13D filed with the SEC on 28 October 2026 shows HoldCo Asset Management, LP and affiliated entities reporting a holding in BankUnited, Inc. as of 21 October 2026.
American Airlines takes 7.9% of Azul after paying $100 million to exercise warrants
SEC filings show American Airlines Group now holds 31.8 million Azul common shares and has not ruled out seeking changes at the Brazilian airline.
EdgePoint discloses 17.7% stake in Mattel bought for about $830m and gains a board seat
SEC filings show Toronto-based EdgePoint Investment Group holds 50.5 million Mattel shares and has signed a cooperation agreement with the toy maker.
Sachem Head builds 9.99% stake in Ionic Digital after investing about $262m
SEC filings show the hedge fund manager's funds bought $120m of preferred stock before Ionic Digital's Nasdaq listing and a further $142.2m of shares on the open market.
Saba Capital takes 5.87% of Blackstone Long-Short Credit Income Fund and says it may seek buy-backs, tenders or liquidation
SEC filings show Saba Capital Management bought 596,101 shares in the closed-end fund in six weeks and has reserved the right to nominate directors or seek a change of manager.
Eli Lilly discloses 5,480,872-share stake in TRex Bio after IPO allocation
A Schedule 13D filed by Eli Lilly and Company on 16 October 2026 shows the drugmaker holds 5,480,872 shares of TRex Bio, Inc., built from preferred-stock conversions and an IPO purchase, with a Lilly employee sitting on TRex Bio's board.
Pani Corp. reports 74.2% stake in AI OKTO Corp. after Toro spin-off, Schedule 13D shows
A Schedule 13D filed on 16 October 2026 shows Pani Corp. holds 3,206,185 shares of AI OKTO Corp., or 74.2% of shares outstanding, received in a spin-off from Toro Corp. completed on 8 October 2026.
Taiwan's Ruen Hua Dyeing & Weaving takes 21.9% of Gogoro after $21.4m share purchase
SEC filings show the Taiwan company bought 8.6 million Gogoro shares at $2.48 each under an agreement with Gogoro, and has agreed a standstill on seeking control.
Third Point takes 5.8% of Strata Critical Medical for $24.5m and says the company should explore a sale
SEC filings show Third Point LLC has built a 5.8% stake in Strata Critical Medical, the successor to Blade Air Mobility, and says the business is not of a scale to support its overhead.
Powell Anderson Capital discloses 6.8% stake in Franklin Street Properties and says the shares are undervalued
SEC filings show funds managed by Powell Anderson Capital Partners paid about $2.9m for 7.06 million shares in the office landlord.
Saba Capital takes 5.1% of BlackRock TCP Capital and says it may seek buy-backs, tenders or liquidation
SEC filings show Saba Capital Management paid about $17.1m for a 5.11% stake in the business development company.
Blantyre Capital II amends National CineMedia stake after 2023 transaction settles
Amendment No. 3 to the Blantyre Capital II Schedule 13D, filed with the SEC on 9 October 2026, shows beneficial ownership of National CineMedia, Inc. common stock adjusted to 27,141,507 shares following settlement of a 2023 transaction.
Megger seller TBG AG takes 16.4% of ESCO Technologies and a board seat after $922m deal
SEC filings show Swiss company TBG AG received 5.1 million ESCO Technologies shares as part payment for Megger Group, alongside $922 million in cash.
Hard Rock Holdco reports 85.2% stake in Omnitek Engineering via preferred shares and warrants, Schedule 13D shows
A Schedule 13D filed on 9 October 2026 shows Hard Rock Holdco LLC and its manager Kevin Jay Hayes, Jr. may be deemed to beneficially own 85.2% of Omnitek Engineering Corp's outstanding common stock, largely through convertible preferred shares and warrants.
Blackstone vehicle buys 23.4% of Varagon Capital for $74.6m
SEC filings show a Blackstone-controlled partnership bought 9.7 million Varagon Capital shares in a private deal on 30 September and has not ruled out seeking influence over the board.
Cross Ocean takes 21.3% of KLX Energy Services after swapping $32.4m of notes for shares
SEC filings show funds managed by Cross Ocean Partners received 21,890,180 KLX Energy Services shares in a backstop exchange that closed on 29 September 2026.
Steakholder Foods Ltd. has a new 5%+ shareholder that may seek influence (Schedule 13D)
Lee Keng Jie filed a Schedule 13D on 7 Oct 2026: a stake above 5% held by a party that has not ruled out seeking influence. Item 4 of the filing states the purpose.
Fog Cutter Holdings files Schedule 13D on Tavia Acquisition Corp, citing Sponsor Handover Agreement
A Schedule 13D filed with the SEC on 6 October 2026 shows Fog Cutter Holdings, LLC reporting a stake in Tavia Acquisition Corp, tied to a Purchase and Sponsor Handover Agreement dated 29 September 2026.
Erez Asset Management takes 5.8% of Empire State Realty Trust, saying the shares are undervalued
SEC filings show Erez Asset Management spent about $43 million on 10 million Empire State Realty Trust shares and has discussed strategy with the board.
Nokia takes a 14.2% stake in Inseego after selling it its fixed wireless access business
SEC filings show Nokia received Inseego shares and warrants for the business and invested a further $10m, and has agreed to a lock-up of up to two years.
Korea to take 5% to 10% of Westinghouse under $120bn US nuclear framework
SEC filings show Westinghouse's shareholders, Brookfield Asset Management and Cameco, have disclosed a non-binding US–Korea framework that includes a Korean equity investment in the company.
E.I.R.P Limited gave Reform UK £250,000 in a single cash donation
Electoral Commission records show Reform UK accepted a £250,000 cash donation from E.I.R.P Limited on 24 December 2025.
America's Car-Mart lenders extend covenant waiver for a fourth time, to 1 October
SEC filings show America's Car-Mart has won a fourth one-week extension of a limited waiver of defaults under its credit agreement while a board committee reviews options including restructuring.
Group 1 Automotive gives Conifer a board seat and caps its stake at 19% under new stockholder agreement
SEC filings show Group 1 Automotive will expand its board to 11 and appoint a Conifer Management analyst from 1 November, in return for standstill and voting commitments from Conifer.
Cardinal Health Names Anita Zielinski Chief Accounting Officer, Effective November
Cardinal Health disclosed a new chief accounting officer appointment in an August 8-K, followed days later by two additional SEC filings whose contents remain undisclosed.
Alexander Tech Corp Files Three Overdue 10-Qs in Single Day, Signaling Reporting Backlog
SEC filings show Alexander Tech Corp submitted quarterly reports for at least two separate fiscal periods on the same day, a pattern consistent with delinquent-filer catch-up.